PDCOB 15.3 Specific notification requirement: third party dashboard arrangements

If a firm enters into a new third-party dashboard arrangement or terminates an existing third-party dashboard arrangement, or if any of the details set out in PDCOB 15.3.2R(2) change in relation to an existing third-party dashboard arrangement, a firm must notify the FCA in writing using the relevant form in Connect within 30 days of the change coming into effect.

A notification under PDCOB 15.3.1R must contain the following details:

1. (1)

   the change the firm is notifying the FCA about (ie, entering into a new third-party dashboard arrangement, terminating an existing third-party dashboard arrangement or changing any of the details set out in PDCOB 15.3.2R(2));

2. (2)

   the third-party access provider’s;

   1. (a)

      registered name;

   2. (b)

      trading name(s);

   3. (c)

      registered company number;

   4. (d)

      registered office;

   5. (e)

      principal place of business;

   6. (f)

      head office;

   7. (g)

      website address;

   8. (h)

      Firm Reference Number; and

   9. (i)

      named contact and their contact details; and

3. (3)

   the uniform resource locators (URLs) through which customers can access the pensions dashboard platform.