Status: We have included on this webpage links to the pdf version of pre-IP completion day Level 3 material (EU non-legislative materials). Please note you should read these materials alongside the ESA’s lists (ESMA/EIOPA/EBA) of the UK’s compliance notifications. Both the Level 3 materials and the notification lists should be read in conjunction with our guidance on our approach to EU non-legislative materials after IP completion day at https://www.fca.org.uk/publication/corporate/brexit-our-approach-to-eu-non-legislative-materials.pdf. This is a non-exhaustive set of Level 3 material added here for reference and the notification lists are accurate as at IP completion day.
Displaying 1 - 20 of 188 Level 3 Materials
Best Execution under MiFID Questions
  • Dossier : MIFID
Briefing on the implementation of the recognition regime under Article 32 of the Benchmarks Regulation
  • Dossier : BMR
CESR methodology for the calculation of the ongoing charges figure in the KII
  • Dossier : UCITS
CESR methodology for the calculation of the synthetic risk and reward indicator in the KII
  • Dossier : UCITS
CESR's guide to clear language and layout for the Key Investor Information document
  • Dossier : UCITS
CESR's template for the Key Investor Information document
  • Dossier : UCITS
CESR's UCITS eligible assets guidelines - the Committee of European Securities Regulators' guidelines concerning eligible assets for investment by UCITS: the classification of hedge fund indices as financial indices
  • Dossier : UCITS
CESR's UCITS eligible assets guidelines - the Committee of European Securities Regulators' guidelines concerning eligible assets for investment by undertakings for collective investment in transferable securities
  • Dossier : UCITS
Decision specifying the benchmark rate under Annex II to Directive 2014/17/EU (Mortgage Credit Directive)
  • Dossier : MCD
Determining third-country trading venues for the purpose of position limits under MiFID II
  • Dossier : MIFID
EBA Consumer Trends Report 2017
  • Dossier : PSD
EBA Consumer Trends Report 2018-19
  • Dossier : PSD
EIOPA Guidelines on Complaints-Handling by Insurance Undertakings
  • Dossier : ADR
ESMA Opinion on CNMV revised Accepted Market Practice
  • Dossier : MAR
ESMA Opinion Points for convergence in relation to MAR accepted market practices on liquidity contracts
  • Dossier : MAR
ESMA Technical Advice to the European Commission on Sustainability Considerations in the credit rating market
  • Dossier : CRAR
ESMA's Guidelines on position calculation under EMIR
  • Dossier : EMIR
Final Report - Guidelines on disclosure requirements applicable to credit ratings
  • Dossier : CRAR
Final Report on Guidelines on the revised common procedures and methodologies for the supervisory review and evaluation process (SREP) and supervisory stress testing
  • Dossier : CRR-CRD
Final Report on Guidelines under the Insurance Distribution Directive on Insurance based investment products that incorporate a structure which makes it difficult for the customer to understand the risks involved
  • Dossier : IDD