PDCOB 1.3 General application

This sourcebook applies to a firm in relation to any of the following activities it carries on, offers or allows access to:

1. (1)

   regulated pensions dashboard activity;

2. (2)

   any post-view services;

3. (3)

   data export; and

4. (4)

   any other activity which could be carried out in a way that is connected to the qualifying pensions dashboard service, including:

   1. (a)

      any marketing relating to regulated pensions dashboard activity or post-view services; and

   2. (b)

      any communications relating to (1) to (3) above.

Where a firm involves a third-party dashboard arrangement in any part of the activities listed in PDCOB 1.3.1R, the rules in PDCOB 9 apply to the firm.

This sourcebook applies to all regulated pensions dashboard activity wherever in the world the customer accesses the pensions dashboard platform.

A Gibraltar-based firm with permission for regulated pensions dashboard activity must comply with the provisions of PDCOB relating to regulated pensions dashboard activity.