MIFIDPRU 9.4 Group capital test reporting

A GCT parent undertaking that is required to report on the group capital test under MIFIDPRU 2.6.10R must:

1. (1)

   submit the data item specified in column (A) of the table in MIFIDPRU 9.4.2R to the FCA with the frequency specified in column (C) of that table;

2. (2)

   complete the data item in (1) with data that show the position on the relevant reporting reference date specified in column (D) of the table in MIFIDPRU 9.4.2R; and

3. (3)

   submit the data item in (1) before the submission deadline in column (E) of the table in MIFIDPRU 9.4.2R.

1. (1)

   This rule applies where:

   1. (a)

      a GCT parent undertaking is a responsible UK parent; and

   2. (b)

      MIFIDPRU 2.6.10R(2)(b)(i) applies in relation to a subsidiary of that responsible UK parent.

2. (2)

   Where this rule applies, the responsible UK parent must submit an additional data item under MIFIDPRU 9.4.1R that shows the position of the subsidiary in (1)(b).

Where a GCT parent undertaking is required to submit data item MIF006 under MIFIDPRU 9.4.1R or 9.4.3R, it must submit that data item:

1. (1)

   in the format specified in MIFIDPRU 9 Annex 1R; and

2. (2)

   in accordance with the instructions in MIFIDPRU 9 Annex 2G.