UKLR 18.4 Disclosures

An issuer must submit to the FCA a copy of any document required by UKLR 18.4.2R to UKLR 18.4.4R at the same time as the document is issued, by uploading it to the national storage mechanism.

An issuer must notify a RIS of all notices to holders of listed securitised derivatives no later than the date of despatch or publication.

An issuer must notify a RIS of any adjustment or modification it makes to the securitised derivative as a result of any change in or to the underlying instrument, including details of the underlying event that necessitated the adjustment or modification.

An issuer must inform the FCA immediately if it becomes aware that an underlying instrument that is listed or traded outside the United Kingdom has been suspended.