Home FCA Handbook SYSC SYSC 15A SYSC 15A.3 Strategies, processes and systems
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SYSC 15A.3 Strategies, processes and systems

31/03/2022R

A firm must have in place sound, effective and comprehensive strategies, processes and systems to enable it to comply with its obligations under this chapter.

31/03/2022R

The strategies, processes and systems required under SYSC 15A.3.1R must be comprehensive and proportionate to the nature, scale and complexity of the firm’s activities.