FCA Handbook - SUP 10A.4 Specification of functions

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SUP 10A.4 Specification of functions

Each of the functions described in SUP 10A.4.4 R (the table of FCA controlled function) is an FCA controlled function.

The fact that a person may be FCA-approved for one purpose does not have the effect of bringing all his activities within that FCA controlled function.

FCA controlled functions

(FCA controlled functions for appointed representatives)
Type	CF	Description of FCA controlled function
FCA governing functions*	1	Director function
	2	Non-executive director function
	3	Chief executive function
	4	Partner function
	5	Director of unincorporated association function









Customer-dealing function	30	Customer function
*FCA significant-influence functions