Home FCA Handbook SECN SECN 2 SECN 2.7 Templates for STS notification
You are viewing SECN 2.7 Templates for STS notification as of . SECN 2.7 Templates for STS notification was last updated on 01/11/2024.

SECN 2.7 Templates for STS notification

01/11/2024R

The information in SECN 2.6.1R(1) and SECN 2.6.1R(2) must be provided by means of the template set out in SECN 2 Annex 4R.

01/11/2024R

The information in SECN 2.6.1R(1)(b) and SECN 2.6.1R(2)(b) must be provided by means of the template set out in SECN 2 Annex 5R.

01/11/2024R

The information in SECN 2.6.1R(1)(c) and SECN 2.6.1R(2)(c) must be provided by means of the template set out in SECN 2 Annex 6R.

01/11/2024R

Where the information to be provided pursuant to SECN 2.7 is not available or is not required due to the application of the transitional provisions in SECN 14 the notification must state ‘Not applicable due to the application of transitional provisions’ in the relevant field or fields of SECN 2 Annex 4R, SECN 2 Annex 5R or SECN 2 Annex 6R.

01/11/2024R

The information referred to in SECN 2.7 must be submitted in an electronic and machine-readable form.

01/11/2024R

The ‘Additional information’ referred to in SECN 2.6.2 must be included in the field ‘Box to complete’ of SECN 2 Annex 4R, SECN 2 Annex 5R or SECN 2 Annex 6R.