Home FCA Handbook PDCOB PDCOB 15 PDCOB 15.2 Specific notification requirement: scams
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PDCOB 15.2 Specific notification requirement: scams

30/11/2024R

If a firm becomes aware of a scam relating to its pensions dashboard platform, the firm must immediately notify the FCA in writing using the relevant form in Connect.

30/11/2024R

A notification under PDCOB 15.2.1R must contain:

  1. (1)

    a description of the scam; and

  2. (2)

    a description of the steps the firm is taking since being made aware of the scam.

30/11/2024G

For the purposes of PDCOB 15.2.1R, a scam relating to a firm’s pensions dashboard platform might include the existence of a clone or fake dashboard, or an investment scam.