Home FCA Handbook COLL COLL 13 COLL 13.1 Introduction
You are viewing COLL 13.1 Introduction as of . COLL 13.1 Introduction was last updated on 27/04/2012.

COLL 13.1 Introduction

Application

27/04/2012R

This chapter applies to:

  1. (1)

    the authorised fund manager of a feeder NURS;

  2. (2)

    an ICVC that is a feeder NURS;

  3. (3)

    the authorised fund manager of a UCITS scheme or non-UCITS retail scheme which operates as a qualifying master scheme to a feeder NURS; and

  4. (4)

    (in the case of COLL 13.2.6 R (Inducements) only) any person acting on behalf of either the feeder NURS or the authorised fund manager of the feeder NURS.

Purpose

27/04/2012G

This chapter sets out various obligations, additional to those found elsewhere in the Handbook, that persons listed in COLL 13.1.1 R must comply with in relation to the operation of a feeder NURS and its qualifying master scheme.