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conduct rules staff
Go back to Glossary
(1) any
persons
who are subject to
COCON
, as set out in
COCON 1
(Application); and
(2) a
person
is a “member” of the
conduct rules staff
of a
firm
in the circumstances described in
COCON 1.1.7AR(2)
(To what conduct does it apply?).
Glossary
Related Taxonomy
Legal Instruments