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advising on investments

      1. (1) (except in SUP 10A (FCA Approved Persons in Appointed Representatives ), SYSC 27 (Senior managers and certification regime: Certification regime), APER and CONRED 2 ) the regulated activities, specified in article 53(1) to (1D) and article 53(2) of the Regulated Activities Order (Advising on investments), which are:
        1. (a) advising on investments (except P2P agreements); and
        1. (b) advising on P2P agreements.
      1. (2) (in SUP 10A (FCA Approved Persons in Appointed Representatives ), SYSC 27 (Senior managers and certification regime: Certification regime) and APER) the regulated activities specified in article 53(1) to (1D) and article 53(2) (Advising on investments) of the Regulated Activities Order. For these purposes, advising on investments includes any activities that would be included but for the exclusion in article 72AA (Managers of UCITS and AIFs) of the Regulated Activities Order.
      1. (3) (in CONRED 2) has the meaning in force on 1 April 2013.
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