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UKLR 12.2 Requirements for listing and listing applications

Requirements for listing

19/01/2026R

For securities to be admitted to listing, an applicant must be an open-ended investment company which is:

  1. (1)

     an ICVC that has been granted an authorisation order by the FCA; or

  2. (2)

     an overseas collective investment scheme that is a recognised scheme.

Multi-class fund or umbrella fund

19/01/2026G

An applicant which is a multi-class or umbrella fund is required to make an application for admission to listing when creating a new class of security where securities are to be listed.