Home FCA Handbook SUP SUP 16 SUP 16 Annex 16A Firm details (See SUP 16.10.4R)
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SUP 16 Annex 16A Firm details (See SUP 16.10.4R)

08/12/2022R

A: Communications with a firm

1. Name of the firm

2. Trading name(s) of the firm

3. [deleted]

4. Registered office

5. Principal place of business

5A. Head office

5B. UK branch address (if the firm is a branch)

6. Website address

7. Complaints contact and complaints officer

8. The name and email address of the primary compliance contact

B: Information about a firm and its appointed representatives on the Financial Services Register

8A. Information about any appointed representative of the firm

9. [deleted]

10. [deleted]

11. [deleted]

C: Other information about a firm

12. [deleted]

13. [deleted]

14. Name and address of firm's auditor

14A. Name and address of firm’s actuary (where relevant)

15. [deleted]

16. Accounting reference date

16A. Financial year end date

17. Locum

18. The name and email address of the firm’s principal user of the appropriate systems accessible from the FCA’s website