Home FCA Handbook SECN SECN Sch 6
You are viewing SECN Sch 6 Rules that can be waived or dispensed with or suspended as of . SECN Sch 6 Rules that can be waived or dispensed with or suspended was last updated on 01/11/2024.

SECN Sch 6 Rules that can be waived or dispensed with or suspended

01/11/2024G

All the rules in SECN except for SECN 10 can be waived or modified by the FCA under sections 138A of the Act.

01/11/2024G

The rules set out in SECN 5 to SECN 8 and SECN 11 to SECN 14 can be dispensed with, modified or remodified (with or without modifications) in the cases or circumstances set out in SECN 13.2.1R.

01/11/2024R

The rules set out in SECN 2, SECN 3, SECN 5 to SECN 8 and SECN 11 to SECN 14 applying to sponsors, originators, SSPEs, original lenders and sellers of securitisation positions can be suspended under regulation 5(5) of the Securitisation Regulations 2024.