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PROD 4.1 General

Other requirements for insurance distribution activities

01/10/2018R

This chapter does not affect the application of other requirements in the FCA Handbook applying to firms in relation to their insurance distribution activities including but not limited to:

  1. (1)

    disclosure (ICOBS 2.2, ICOBS 6.1, COBS 4 and COBS 14.2);

  2. (2)

    suitability (COBS 9 or COBS 9A);

  3. (3)

    appropriateness (COBS 10A);

  4. (4)

    identification and management of conflicts of interest (SYSC 10.1 for intermediaries or SYSC 3.3 for insurers); and

  5. (5)

    inducements (COBS 2.3A).

[Note: article 25(3) of the IDD]