| Part 1 Base fee | |||||
| Activity group or invoice code (Note 1) | Description | Base fee payable (£) | |||
| E.1 | Discontinued | ||||
| E.2 | Issuer in the equity shares (commercial companies) or closed-ended investment funds category | A listed issuer of equity shares with a listing in the equity shares (commercial companies) or closed-ended investment funds category (see Note 2) | 6,729 | ||
| E.3 | Listed issuer of shares and certificates representing certain securities | A listed issuer of shares and certificates representing certain securities: | 25,494 | ||
| (1) | with a listing in one of the following categories: equity shares (international commercial companies secondary listing), open-ended investment companies, equity shares (transition), equity shares (shell companies), non-equity shares and non-voting equity shares or certificates representing certain securities (see Note 2); and | ||||
| (2) | that does not have a listing in the equity shares (commercial companies) or closed-ended investment funds categories. | ||||
| E.4 | Discontinued | ||||
| E.5 | Discontinued | ||||
| E.6 | Non-listed issuer (in DTR) | A non-listed issuer (in DTR) | 0 | ||
| E.7 | Primary information provider | A primary information provider | 21,276 | ||
| ES.01 | Sponsor | A sponsor (see Note 3) | 35,440 | ||
| Notes | |||
| Note 1 | The ‘E’ activity groups are codes that appear on FCA invoices for periodic fees. | ||
| Note 2 | A listed issuer of shares and certificates representing certain securities need not pay periodic fees if the following conditions apply: | ||
(1) the listed issuer, or a related entity, has already paid a periodic fee in respect of the period concerned; or (2) the listed issuer is subject to listing rules as a result of a reverse takeover; or (3) the listed issuer is a newly formed entity, created as a result of a restructuring. | |||
| Note 3 | In the case of approval of a sponsor following a change of legal status in accordance with FEES 3 Annex 1R Part 7, the balance of the fees otherwise due from the original sponsor is due from the sponsor that is a result of the change of legal status. | ||
| Part 2 Variable fee additional to base fee | |||
| Activity Group | Market capitalisation as at the last business day of the September prior to the fee-year in which the fee is payable in £million | Fee payable in £per £million or £part million | |
| E.2 | Issuer in the equity shares (commercial companies) or closed-ended investment funds category (as described in Part 1) | 0 - 100 | 0 |
| > 100 - 250 | 69.374911 | ||
| > 250 – 1,000 | 26.766887 | ||
| > 1,000 – 5,000 | 16.476115 | ||
| > 5,000 – 25,000 | 0.401901 | ||
| > 25,000 | 0.129845 | ||