Home FCA Handbook FEES FEES 3 FEES 3 Annex 3 Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms
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FEES 3 Annex 3 Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms

28/06/2024R
Description of applicantApplicable pricing category in FEES 3 Annex 1AR or amount payable (£)Due date
Part 1 (UK recognised bodies)
Applicant for recognition as a UK RIECategory 10Date the application is made
Applicant for recognition as a RAP (payable in addition to any other application fee due under this part)£35,000Date the application is made
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Additional fees for a UK RIE applicant who proposes to:
- offer safeguarding and administration servicesCategory 8Date the application is made
- use substantially new and untested information technology systems in the performance of its relevant functionsCategory 8Date the application is made
Part 2 (ROIEs)
Applicant for recognition as a recognised overseas investment exchangeCategory 9Date the application is made
Additional fees for applicant who proposes to:
- offer safeguarding and administration servicesCategory 8Date the application is made
- use substantially new and untested information technology systems in the performance of its relevant functionsCategory 7Date the application is made