Home FCA Handbook DEPP DEPP 2 DEPP 2.4 Third party rights and access to FCA material
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DEPP 2.4 Third party rights and access to FCA material

01/04/2013G

Sections 393 (Third party rights) and 394 (Access to FCA material) of the Act confer additional procedural rights relating to third parties and to disclosure of FCA material. These rights apply in certain warning notice and decision notice cases referred to in section 392 of the Act (Application of sections 393 and 394). The cases in which these additional rights apply are identified in DEPP 2 Annex 1 by asterisks; these are generally cases in which the warning notice or decision notice is given on the FCA's own initiative rather than in response to an application or notification made to the FCA.