Home FCA Handbook COCON COCON 2 COCON 2.1 Individual conduct rules
You are viewing COCON 2.1 Individual conduct rules as of . COCON 2.1 Individual conduct rules was last updated on 31/07/2023.

COCON 2.1 Individual conduct rules

07/03/2016R

Rule 1: You must act with integrity.

07/03/2016R

Rule 2: You must act with due skill, care and diligence.

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Rule 3: You must be open and cooperative with the FCA, the PRA and other regulators.

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Rule 4: You must pay due regard to the interests of customers and treat them fairly.

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Rule 5: You must observe proper standards of market conduct.

31/07/2023R

Rule 6: You must act to deliver good outcomes for retail customers.

[Note: See COCON 2.4 for what this means]