senior conduct rules staff member

    (in COCON) a person who:

      1. (a) comes within row (1) of the table in COCON 1.1.2R ( an SMF manager);
      1. (b) comes within row (2) of the table in COCON 1.1.2R ( an employee of an SMCR firm who performs the function of an SMF manager); or
      1. (c) [deleted]
      1. (d) comes within row (8) of the table in COCON 1.1.2R (a board director of a UK SMCR firm ).
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