compliance requirements for SMCR firms
any of the following requirements:
- (a) SYSC 3.2.8R (The compliance function);
- (b) SYSC 6.1 (Compliance);
- (c) SYSC 6.1.2-AR, SYSC 6.1.3-AR, SYSC 6.1.3-BR, SYSC 6.1.3-CR and SYSC 6.1.5AR; or
- (d) [deleted]
- (e) article 61 of the AIFMD level 2 regulation (Permanent compliance function).
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