risk control requirements for SMCR firms
any of the following requirements:
(a) SYSC 3 (Systems and Controls) insofar as it relates to risk controls;
(b) SYSC 7.1.6R, SYSC 7.1.21R and SYSC 7.1.22R;
(c) COLL 6.11 (Risk control and internal reporting);
(d) SYSC 7.1.2-AR, SYSC 7.1.3R, SYSC 7.1.5R, SYSC 7.1.6R and SYSC 7.1.7R; or
(e) [deleted]
(f) articles 38 to 45 of the AIFMD level 2 regulation (Risk management).
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