UK parent mixed financial holding company

    a mixed financial holding company incorporated in the UK or that has its principal place of business in the UK that:

      1. (1) is part of an investment firm group; and
      1. (2) is not a subsidiary of:
        1. (a) a MIFIDPRU investment firm; or
        1. (b) an investment holding company or mixed financial holding company that is incorporated in the UK or that has its principal place of business in the UK.
Glossary Legal Instruments