You are viewing the FCA Handbook Glossary as it appeared on 30/06/2005.

dealing

    (in accordance with paragraph 2 of Schedule 2 to the Act (Regulated activities)) buying, selling, subscribing for or underwriting investments or offering or agreeing to do so, either as a principal or as an agent, including, in the case of an investment which is a contract of insurance, carrying out the contract.

Glossary Legal Instruments
Point In Time30/06/2005
30/06/2005
01/01/2005