third party prospectus

a communication made by a firm if the communication is a prospectus that:
(a) has been approved by the FCA in accordance with the rules of PRM and the firm is not responsible according to PRM 3 for the information given in the prospectus; or
(b) is to be treated under regulation 73 of the Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 as if it had been approved by the FCA and the firm is not responsible under the Prospectus Directive for the information given in the prospectus; or
(c) is to be treated under regulation 74 of the of the Prospectus (Amendment etc.) (EU Exit) Regulations 2019 as if it had been approved by the FCA and the firm is not responsible under the EU Prospectus Regulation for the information given in the prospectus; or
(d) was approved by the FCA before 19 January 2026 in accordance with Part 6 of the Act and the firm was not responsible for the information given in the prospectus under the rules regarding the requirement for a prospectus in respect of transferable securities that were in force at the relevant time.